{"id":6099,"date":"2019-08-28T12:21:05","date_gmt":"2019-08-28T06:51:05","guid":{"rendered":"https:\/\/swaritadvisors.com\/learning\/?p=6099"},"modified":"2020-04-18T15:34:08","modified_gmt":"2020-04-18T10:04:08","slug":"how-to-become-an-investment-adviser-in-india","status":"publish","type":"post","link":"https:\/\/swaritadvisors.com\/learning\/how-to-become-an-investment-adviser-in-india\/","title":{"rendered":"How to Become an Investment Adviser in India"},"content":{"rendered":"\n

In India, if you want to be an Investment Advisor, then you must be registered with SEBI. A registered investment adviser isn\u2019t allowed to receive any compensation or remuneration from any person except the client who is being advised. It implies that an investment adviser in India can only work on a fee prescribed for advisory. <\/p>\n\n\n\n

The SEBI Investment Advisers<\/a><\/em><\/strong> Regulation, 2013 has isolated commission selling from investment advice. Initially, the advisor community in India criticized this regulation highly. However, later, investors began seeking advice from fee-only advisers. <\/p>\n\n\n\n

Therefore, according to the regulation,\nnobody can become an investment adviser without seeking approval from SEBI. The\nprocess for becoming an Investment Advisor in India has been detailed in this\nblog. Let\u2019s proceed-<\/p>\n\n\n\n

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Browse through our articles on services provided at Swarit Advisors<\/a>, and just let us know if we can help you with your IPO or Comapny Takeover or SEBI Advisory Services.<\/p>\n

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Mergers and Acquisitions<\/a> <\/span><\/td>\nBuyback of Shares<\/span><\/a><\/td>\nMerger and Amalgamation<\/span><\/a><\/td>\n<\/tr>\n
Public Issues<\/span><\/a><\/td>\nRights Issue<\/span><\/a><\/td>\nPreferential Allotment<\/span><\/a><\/td>\n<\/tr>\n
Company Takeover<\/span><\/a><\/td>\nIssue of Debentures<\/span><\/a><\/td>\nInsurance Broker License<\/span><\/a><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/table>\n<\/div>\n<\/div>\n\n\n\n
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Table of Contents<\/p>\n