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SEBI Issued Guidelines for Business Continuity Plan and Disaster Recovery
Shivani Jain
| Updated: Mar 31, 2021 | Category: News, SEBI Advisory

SEBI Issued Guidelines for Business Continuity Plan and Disaster Recovery

The Securities and Exchange Board of India, on 22.03.2021, has issued a Circular No SEBI/HO/MRD1/DTCS/CIR/P/2021/33 regarding the guidelines for Business Continuity Plan and Disaster Recovery. It was issued by SEBI...

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SEBI Research Analysts Amendment Regulations 2021
Shivani Jain
| Updated: Mar 31, 2021 | Category: News, SEBI Advisory

SEBI (Research Analysts) (Amendment) Regulations 2021: A Guide

The Securities and Exchange Board of India, by way of the powers given under the provisions of section 30 subsection (1), read with section 11 subsection (2) clause (b) of...

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Delivery Default Norms Amended by SEBI
Shivani Jain
| Updated: Mar 31, 2021 | Category: News, SEBI Advisory

Delivery Default Norms Amended by SEBI

The Security and Exchange Board of India on 23.03.2021, by way of a Circular No SEBI/HO/CDMRD/DRMP/CIR/P/2021/35, has declared amendment in the Delivery Default Norms. The amendment relates to the new...

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Documents Required for Mergers and Acquisitions
Karan Singh
| Updated: Mar 28, 2021 | Category: Mergers and Acquisitions, SEBI Advisory

What are the Documents Required for Mergers and Acquisitions?

There are many steps in the process of mergers and acquisitions and can often take to complete from six months to several years.  But before starting the process of mergers...

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Master Circular on the Surveillance of the Securities Market Notified by SEBI
Shivani Jain
| Updated: Mar 26, 2021 | Category: News, SEBI Advisory

Master Circular on the Surveillance of the Securities Market Notified by SEBI

The SEBI, or the Securities and Exchange Board of India, from time to time, has been issuing several circulars for the effective surveillance of the securities market. In the same...

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SEBI (Portfolio Managers) (Amendment) Regulations 2021
Shivani Jain
| Updated: Mar 26, 2021 | Category: News, SEBI Advisory

SEBI (Portfolio Managers) (Amendment) Regulations 2021: A Guide

The SEBI (Securities and Exchange Board of India), by way of the powers provided under the provisions of section 30 subsection (1), read with section 11 subsection (2) clause (b)...

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Code of Conduct & Institutional Mechanism for Fraud Prevention by SEBI
Shivani Jain
| Updated: Mar 20, 2021 | Category: News, SEBI Advisory

Code of Conduct & Institutional Mechanism for Fraud Prevention by SEBI

The Securities and Exchange Board of India (SEBI), pursuant to the report given by a committee held for Fair Market Conduct, has notified a Code of Conduct & Institutional Mechanism...

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SEBI Amends Guidelines for Unique Client Code and Requirement of PAN
Shivani Jain
| Updated: Mar 17, 2021 | Category: News, SEBI Advisory

SEBI Amends Guidelines for Unique Client Code and Requirement of PAN

The Securities and Exchange Board of India, through a Circular No SEBI/HO/CDMRD/DNP/CIR/P/2021/30, issued on 08.03.2020, has notified amendment in the guidelines for Unique Client Code and Requirement of PAN. The...

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SEBI Annual Report Rules 2021
Shivani Jain
| Updated: Mar 16, 2021 | Category: News, SEBI Advisory

SEBI (Annual Report) Rules 2021: A Complete Guide

The Securities Exchange Board of India (SEBI), by way of the powers conferred under section 29 (2) (e) of the SEBI Act 1992, has notified SEBI (Annual Report) Rules 2021....

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SEBI Circular on Modification in the Mutual Fund Regulations
Shivani Jain
| Updated: Mar 13, 2021 | Category: News, SEBI Advisory

SEBI Circular on Modification in the Mutual Fund Regulations

The SEBI (Securities and Exchange Board of India), by way of a Circular No SEBI/ HO/ IMD/ DF2/ CIR/ P/ 2021/ 024issued on 04.03.2021, has notified modification in the Mutual...

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