SEBI Advisory

Sign up To Get Latest Articles Direct To Your Inbox.

The Knowledge Corner
Investor Growth Platform Framework and 10 other issues reviewed by SEBI
Shivani Jain
| Updated: Apr 22, 2021 | Category: SEBI Advisory

Investor Growth Platform Framework and 10 other issues reviewed by SEBI

The SEBI Board on 25.03.2021 inter alia reviewed the investor growth platform framework and 10 other issues and has proposed certain recommendations and proposals regarding the same by way of...

MORE
SEBI Directs Prior Approval for Change in Control by Transfer & Transmission
Shivani Jain
| Updated: Apr 21, 2021 | Category: SEBI Advisory

SEBI Directs Prior Approval for Change in Control by Transfer & Transmission

On 25.03.2021, the Apex Market Regulator, i.e., SEBI has directed all the intermediaries to seek prior approval for Change in Control by Transfer & Transmission. The same has been by...

MORE
SEBI Advises Registered Entities to Follow TRAI’s TCCCP Regulations 2018
Shivani Jain
| Updated: Apr 19, 2021 | Category: News, SEBI Advisory

SEBI Advises Registered Entities to Follow TRAI’s TCCCP Regulations 2018

TCCCP Regulations 2018 stands for the Telecom Commercial Communications Customer Preference Regulations 2018. It was notified by TRAI to curb the issue of Unsolicited Commercial Communication. Further, these regulations include...

MORE
SEBI Notifies SCRA (Stock Exchanges & Clearing Corporations) Regulations 2021
Shivani Jain
| Updated: Apr 17, 2021 | Category: SEBI Advisory

SEBI Notifies SCRA (Stock Exchanges & Clearing Corporations) Regulations 2021

The Securities and Exchange Board of India, on 23.03.2021, has passed a Notification No SEBI/LAD-NRO/GN/2021/12, prescribing the Stock Exchanges & Clearing Corporations Regulations 2021. The said rules seek to amend...

MORE
CA Service Provider in India
SEBI Issues Guidelines Concerning the Surrender of FPI Registration
Shivani Jain
| Updated: Apr 16, 2021 | Category: Compliance, News, SEBI Advisory

SEBI Issues Guidelines Concerning the Surrender of FPI Registration

The Securities and Exchange Board of India (SEBI), on 30.03.2021, has passed a Circular relating to the Guidelines concerning the Surrender of FPI Registration, vide circular no SEBI/ HO/ IMD/...

MORE
Payment Methods of Mergers and Acquisitions for Investors – A Complete Guide
Karan Singh
| Updated: Apr 15, 2021 | Category: Mergers and Acquisitions

Payment Methods of Mergers and Acquisitions for Investors – A Complete Guide

Selection of a suitable Mergers and Acquisitions Payment overlays the roadmap for successful Merger and Acquisition (M&A). Payment methods of Mergers and Acquisitions consist of leverage payment, security, and cash...

MORE
Trading Halt at NSE
Shivani Jain
| Updated: Apr 07, 2021 | Category: SEBI Advisory

SEBI Prescribed Measures to Prevent Repeat of Trading Halt at NSE

On 22.03.2021, SEBI, by way of a Press Release No 13/ 2021, has notified the measures to prevent repeat of trading halt at NSE. The same was in furtherance to...

MORE
Tax Liability on Buyback of Shares
Karan Singh
| Updated: Apr 07, 2021 | Category: SEBI Advisory

All You Need to Know About Tax Liability on Buyback of Shares

In India, Buyback of Shares is not a new idea to the Capital Market. Currently, achievement in the corporate world has observed a huge amount of Buyback of Shares by...

MORE
NBFC License Registration
Investment Advisers
Shivani Jain
| Updated: Apr 05, 2021 | Category: SEBI Advisory

SEBI (Investment Advisers) (Second Amendment) Regulations 2021: A Guide

On 16.03.2021, the Securities and Exchange Board of India (SEBI) has passed Notification No. SEBI/ LAD - NRO/ GN/ 2021/ 11, to pass the SEBI (Investment Advisers) (Second Amendment) Regulations...

MORE
SEBI Issued Guidelines for Business Continuity Plan and Disaster Recovery
Shivani Jain
| Updated: Mar 31, 2021 | Category: News, SEBI Advisory

SEBI Issued Guidelines for Business Continuity Plan and Disaster Recovery

The Securities and Exchange Board of India, on 22.03.2021, has issued a Circular No SEBI/HO/MRD1/DTCS/CIR/P/2021/33 regarding the guidelines for Business Continuity Plan and Disaster Recovery. It was issued by SEBI...

MORE
Hi! My name is Akanksha! Let's talk.