In the era of the closed market, there wasn’t any requirement of the intermediary as buyer & seller transact with one another nearby. However, with the expansion of the financial & capital market, the option for direct transaction became completely infeasible. As a result, the concept of Market Intermediaries evolved. Ever since then, market intermediaries […]
Delisting of Equity Shares means the permanent removal of shares of a listed company from any of the stock exchange where it is listed. The public company grows and develops by utilizing the capital of public shareholding. The highest risk is with bottom players of pyramids who are Equity shareholders. The primary reason to take […]
In India, if you want to be an Investment Advisor, then you must be registered with SEBI. A registered investment adviser isn’t allowed to receive any compensation or remuneration from any person except the client who is being advised. It implies that an investment adviser in India can only work on a fee prescribed for […]
Private Equity is playing a crucial role in boosting the Indian Economy. According to the Indian Private Equity Report 2019 published by Bain & Company, the private equity investment momentum remained robust in 2018. Hence, Private Equity Firms are performing excellently. The total investment from VC (Venture Capital) and PE (Private Equity) summed a total […]
To register a mutual fund in India, you require approval from SEBI. The Securities and Exchange Board of India (SEBI) is a body that controls and regulates the securities market. Hence, if you are thinking of how to start your own mutual fund in India, you should approach SEBI and seek its permission first. As […]
We have heard a lot about companies listing on the stock exchange. But a very few of us are aware of the benefits of stock exchange listing. Listed companies get more exposure as compared to unlisted. Moreover, the shares of a listed company are freely tradable, and investors have the choice to sell and purchase […]
According to Section 10 of the Foreign Exchange Management Act, 1999, any business that seeks to engage itself in the money changers activity must acquire FFMC License in India. Along with the license, there arises a few obligations that every FFMC must follow. In case, any FFMC fails to follow the compliances, it will be […]
If at any point, SEBI, which is also known as the Securities and Exchange Board of India, doubts any of the listed company has committed contraventions or discrepancy or default, the board can opt for holding inquiry and imposing penalties on the respective company. The SEBI will appoint an adjudicating officer to carry out the […]
Securities Transaction Tax was introduced by Ex-Finance Minister, P. Chidambaram in the Budget 2004. However, it came into effect from October 2014. The sole objective behind the enforcement of the Securities Transaction Tax is to avoid tax evasion on capital gains by taxpayers. It’s one of the most efficient and cleanest means of collecting tax […]
In the past few years, P2P Lending has made rapid progress and is one of the fastest-growing sectors of alternative lending. As of now, the current worth of India’s P2P lending industry stands at $3.2 million. However, it is estimated to grow around $4 to $5 billion by 2023. Let’s discuss the Advantages and Disadvantages […]